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David Anthony Garlasco

ING Financial Markets LLC

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About David Anthony Garlasco

David Garlasco is a financial professional with over 20 years of experience in the industry. David currently works as a Registered Representative for ING Financial Markets LLC, a position they have held since March 2006. Prior to this, David worked for ING Investment Management Services LLC and ING Barings LLC. David has passed the Series 63, Series 7, Series 99TO and SIE exams and holds registrations in New Jersey and New York.

Firm Information

David Garlasco is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Garlasco’s Registration & Firm History

NY

03/30/2006 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

09/18/2003 - 04/20/2006

ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)

NY

11/20/2001 - 09/17/2003

ING FINANCIAL MARKETS LLC (NEW YORK NY)

CT

04/30/2001 - 11/29/2001

ABN AMRO INCORPORATED (STAMFORD CT)

NY

12/11/2000 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Anthony Garlasco.
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