Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Galloway is a financial advisor currently registered with Cetera Investment Services LLC in ST CLOUD, MN. David has been in the industry since 2003. David has passed the Series 6, Series 63 and SIE exams. David's previous experience includes positions at ALLSTATE FINANCIAL SERVICES, LLC, PROEQUITIES, INC., AMERICAN GENERAL SECURITIES INCORPORATED and FRANKLIN FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
11/17/2014 - Present
Cetera Investment Services LLC (ST CLOUD MN)
AL
03/17/2011 - 12/19/2012
ALLSTATE FINANCIAL SERVICES, LLC (SARALAND AL)
AL
01/03/2007 - 04/08/2011
PROEQUITIES, INC. (MOBILE AL)
AL
10/01/2002 - 12/31/2006
AMERICAN GENERAL SECURITIES INCORPORATED (DAPHNE AL)
TX
08/15/2001 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
AZ
03/21/2001 - 08/03/2001
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BC
Issued 04/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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