Unclaimed
David Anthony Gallina is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. David has been working in the financial services industry since August 1983. David is registered with the following securities regulators: Arizona, California, Michigan, Ohio, and several other states. David has been associated with Wells Fargo Advisors Financial Network, LLC since May 2009 and is based in the Beachwood, Ohio office. David also has experience with Wachovia Securities, LLC, Prudential Securities Incorporated, and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/25/2019 - Present
Wells Fargo Advisors Financial Network, LLC (BEACHWOOD OH)
MO
11/10/1999 - 10/04/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/26/1992 - 12/08/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
08/24/1983 - 06/05/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 09/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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