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David Anthony Flores

Alight Financial Solutions, LLC

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About David Anthony Flores

David Flores is a financial advisor with Alight Financial Solutions, LLC in Charlotte, NC. David has been in the industry for over 2 years. David holds the Series 6TO and SIE licenses and has been registered with FINRA since March 2023. David's previous experience includes working at NYLIFE Securities LLC in Harlingen, TX.

Firm Information

David Flores is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Flores’s Registration & Firm History

NC

03/07/2023 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

TX

10/10/2022 - 02/10/2023

NYLIFE SECURITIES LLC (HARLINGEN TX)

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Licenses & Designations

BC

Issued 10/08/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Anthony Flores. Review regulatory record here.
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