Unclaimed
David Flores is a financial advisor with Alight Financial Solutions, LLC in Charlotte, NC. David has been in the industry for over 2 years. David holds the Series 6TO and SIE licenses and has been registered with FINRA since March 2023. David's previous experience includes working at NYLIFE Securities LLC in Harlingen, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/07/2023 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
TX
10/10/2022 - 02/10/2023
NYLIFE SECURITIES LLC (HARLINGEN TX)
BC
Issued 10/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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