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David Anthony Cervantes

Santander US Capital Markets LLC

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About David Anthony Cervantes

David Cervantes is an investment banking registered representative. David is registered with Santander US Capital Markets LLC in California. David passed the Series 63, Series 79TO, and SIE exams. David began working in the securities industry on August 14, 2024. David has been with Santander US Capital Markets LLC since August 14, 2024.

Firm Information

David Cervantes is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Cervantes’s Registration & Firm History

CA

08/14/2024 - Present

Santander US Capital Markets LLC (Los Angeles CA)

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Licenses & Designations

BC

Issued 08/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/23/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Anthony Cervantes.
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