Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Arlott is a financial advisor at LPL Financial LLC. David has been in the industry since 2000 and has extensive experience in the financial services sector. David has held previous positions at WELLS FARGO CLEARING SERVICES, LLC, BBVA COMPASS INVESTMENT SOLUTIONS, INC, WM FINANCIAL SERVICES, INC., and MORGAN STANLEY DW INC. David's specialties include retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/17/2019 - Present
LPL Financial LLC (HOUSTON TX)
TX
12/06/2010 - 01/22/2019
WELLS FARGO CLEARING SERVICES, LLC (KATY TX)
TX
03/13/2003 - 12/06/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SUGARLAND TX)
CA
02/06/2002 - 03/17/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
08/08/2000 - 12/19/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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