Unclaimed
David Anson Girola is a financial advisor associated with Northwestern Mutual Investment Services, LLC. David has been in the industry since June 29, 2009. David holds Series 6, 7, 63, and 65 licenses and the SIE exam. David is registered with the state of Louisiana and 26 other states. He is also registered with FINRA. David can provide investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
06/30/2009 - Present
Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)
IA
Issued 08/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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