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David Anson Girola

Northwestern Mutual Investment Services, LLC

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About David Anson Girola

David Anson Girola is a financial advisor associated with Northwestern Mutual Investment Services, LLC. David has been in the industry since June 29, 2009. David holds Series 6, 7, 63, and 65 licenses and the SIE exam. David is registered with the state of Louisiana and 26 other states. He is also registered with FINRA. David can provide investment research and referrals to other advisors.

Firm Information

David Girola is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Girola’s Registration & Firm History

LA

06/30/2009 - Present

Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)

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Licenses & Designations

IA

Issued 08/20/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/24/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/29/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Anson Girola. Review regulatory record here.
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