Unclaimed
David Anselm Gallias is a financial professional who has been in the industry since February 13, 2016. David is currently registered with Sixth Street BD, LLC and holds a Series 27 (Financial and Operations Principal Examination), Series 99 (Operations Professional Examination), Series 99TO (Operations Professional Examination), and SIE (Securities Industry Essentials Examination) license. David previously worked at MAN INVESTMENTS INC. and GOLDMAN, SACHS & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/20/2019 - Present
Sixth Street BD, LLC (San Francisco CA)
NY
03/09/2016 - 08/20/2019
MAN INVESTMENTS INC. (NEW YORK NY)
NY
03/02/2012 - 07/24/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/09/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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