Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tafuto is a financial advisor who has been in the industry since 2001. Currently, David is registered with Cetera Advisor Networks LLC, and is licensed in Connecticut and New York. Previously, he was registered with SA Stone Wealth Management Inc., WRP Investments, Inc., Touchstone Securities, Inc., Sage Distributors, Inc. and Signator Investors, Inc. David holds the Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/28/2020 - Present
Cetera Advisor Networks LLC (TARRYTOWN NY)
CT
09/12/2014 - 03/02/2020
SA STONE WEALTH MANAGEMENT INC. (NEWTOWN CT)
CT
01/03/2012 - 09/12/2014
WRP INVESTMENTS, INC. (Newtown CT)
CT
05/22/2003 - 12/14/2010
TOUCHSTONE SECURITIES, INC. (NORWALK CT)
CT
03/14/2001 - 01/30/2003
SAGE DISTRIBUTORS, INC. (STAMFORD CT)
MA
03/18/1999 - 08/30/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BC
Issued 04/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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