Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew Waldron is a financial advisor with Baron Capital, Inc.. David has been in the industry since 2003. David is a Series 6, 7, 63 and SIE licensed advisor, and registered in 11 states. Prior to working with Baron Capital, Inc. David was with Integrity Funds Distributor, LLC, Ivy Distributors, Inc., and Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/15/2023 - Present
Baron Capital, Inc. (NEW YORK NY)
ND
02/22/2022 - 08/25/2023
INTEGRITY FUNDS DISTRIBUTOR, LLC (MINOT ND)
KS
08/26/2004 - 04/30/2021
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
08/20/2002 - 04/20/2021
WADDELL & REED (OVERLAND PARK KS)
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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