Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vogan is a financial advisor with Stifel, Nicolaus & Company, Inc., located in St. Louis, Missouri. David has been in the industry since June 2018. David has been registered with the state of Missouri since February 2020. David holds Series 7, Series 63, Series 9, Series 10, Series 24 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/28/2023 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
06/28/2018 - 02/11/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
IA
Issued 11/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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