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David Andrew Simon

SRS Capital Advisors, LLC

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About David Andrew Simon

David Andrew Simon is an Investment Advisor Representative registered with SRS Capital Advisors, LLC. David is a Certified Financial Planner and has been in the financial services industry for over 20 years. David has experience working with individuals, high-net-worth individuals, families, trusts, pension and profit sharing plans, charitable organizations, and corporations. David specializes in financial planning, portfolio management, and education seminars. David is also a member and owner of SRS Investment Services, LLC, a partnership with Michael P. Riordan and Patrick C. South.

Firm Information

David Simon is currently registered with SRS Capital Advisors, LLC. SRS Capital Advisors, LLC is an investment advisor with a main office in Denver, CO. The firm has 25 licensed agents and 38 investment adviser representatives. SRS Capital Advisors, LLC manages approximately $2.81 billion in assets and provides advisory services to a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension plans. They offer financial planning, portfolio management for individuals, and publication of periodicals, among other services.
SRS Capital Advisors, LLC

730 17TH STREET

DENVER, CO 80202

$2.81B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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seminars

Seminars

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Simon’s Registration & Firm History

CO

01/05/2009 - Present

SRS Capital Advisors, LLC (DENVER CO)

MN

07/22/2003 - 01/26/2005

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

NY

02/14/1994 - 05/29/2003

AXA ADVISORS, LLC (NEW YORK NY)

NY

02/14/1994 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/1999

Series 24 - General Securities Principal Examination

BC

Issued 12/17/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/08/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Andrew Simon.
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