Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew Sherman is a financial professional with experience in the securities industry. David is currently registered with Houlihan Lokey Capital, Inc. in New York, NY. Prior to joining Houlihan Lokey, David was affiliated with RAYMOND JAMES & ASSOCIATES, INC. in New York, NY. David has passed a variety of securities licensing examinations including Series 63, Series 7TO, Series 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/14/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
12/08/2020 - 05/23/2022
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 03/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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