Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Shaver is a financial advisor currently working with Wells Fargo Clearing Services, LLC. David has worked in the financial industry since December 1997 and has extensive experience working with individuals, businesses, and charitable organizations. David has also worked with BBVA Securities Inc. and Morgan Stanley Smith Barney. In addition to being registered with the Securities and Exchange Commission, David is also registered with the states of Texas, California, Colorado, Florida, Nevada, Wyoming, Iowa, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/19/2016 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
TX
10/16/2013 - 12/07/2016
BBVA SECURITIES INC. (FRISCO TX)
TX
12/24/2009 - 09/30/2013
WELLS FARGO ADVISORS, LLC (DENTON TX)
NY
06/01/2009 - 09/16/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
07/23/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
CT
01/03/2005 - 02/21/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
MA
12/15/2003 - 11/22/2004
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
03/05/2003 - 09/22/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
VA
01/10/2002 - 09/12/2002
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
02/15/2000 - 03/23/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
11/24/1997 - 01/14/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
TX
08/08/1997 - 09/05/1997
HERITAGE INVESTMENTS, L.L.C. (DALLAS TX)
TX
05/05/1997 - 09/05/1997
HERITAGE SECURITIES CORPORATION (ADDISON TX)
IA
Issued 02/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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