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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schwarzkopf is a financial advisor with Fidelity Personal And Workplace Advisors. David has been in the financial services industry since 2000. He is a Certified Financial Planner (CFP®) and has been registered with the Securities and Exchange Commission (SEC) since 2018. David has a Series 6, 7, 9, 10, 63, and 65 licenses. David is registered in Massachusetts, North Carolina, Texas, and Utah. David specializes in financial planning, portfolio management for individuals, portfolio management for businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (WAXHAW NC)
NC
02/25/2010 - 11/18/2010
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/30/2006 - 04/01/2009
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/06/2003 - 07/22/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
08/06/1998 - 02/20/2002
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 07/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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