Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roggenkamp is a financial advisor with Commonwealth Financial Network in San Rafael, CA. David has been in the financial services industry since 1989. David is registered with FINRA and the state of California as a Registered Representative. Commonwealth Financial Network is a registered investment advisor with the SEC and is a member of FINRA. David has experience in various financial products and services, including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/15/2017 - Present
Commonwealth Financial Network (San Rafael CA)
CA
05/13/2016 - 05/26/2017
SIGNATOR INVESTORS, INC. (SAN RAFAEL CA)
CA
01/14/1993 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN RAFAEL CA)
CT
02/24/1994 - 02/19/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
02/26/1991 - 01/18/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
02/26/1991 - 10/19/1992
HOME LIFE INSURANCE COMPANY
NA
10/31/1990 - 12/11/1990
WESTOK SECURITIES, INC.
CO
06/25/1990 - 11/01/1990
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
01/31/1990 - 06/20/1990
HORIZONS INTERNATIONAL CORPORATION
CO
04/18/1989 - 02/05/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 04/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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