Unclaimed
David Robbins is a financial professional with over 17 years of experience in the financial services industry. David is currently registered with Neuberger Berman BD LLC and is licensed to provide investment advice in several states. He holds various licenses and has passed exams in areas such as securities, investment company products, and futures managed funds. David's previous experience includes roles with Lord Abbett Distributor LLC and John Hancock Distributors LLC. David's expertise and experience make him a valuable resource for individuals seeking financial guidance and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/03/2018 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NJ
01/28/2011 - 04/27/2018
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
MA
11/04/2010 - 01/20/2011
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
11/23/2005 - 12/31/2010
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
BOTH
Issued 05/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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