Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew Pitt is a registered representative with Hennion & Walsh Asset Management, Inc. David has been in the financial services industry since 2003. David has a wide range of experience, having worked at several firms, including Securian Financial Services, Inc., Louis Capital Markets, LP, Hold Brothers On-Line Investment Services L.L.C., Bernard L. Madoff Investment Securities LLC, NDB Capital Markets, LP, and T. Rowe Price Investment Services, Inc. David is registered in California, New Jersey, and North Carolina, and holds the Series 3, 7, 24, 55, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/04/2023 - Present
Hennion & Walsh Asset Management, Inc. (PARSIPPANY NJ)
NJ
04/20/2012 - 06/06/2019
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NA
08/10/2006 - 03/03/2011
LOUIS CAPITAL MARKETS, LP (PARIS )
NY
11/15/2005 - 06/23/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
10/02/2001 - 05/06/2005
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NY
02/23/2000 - 05/02/2001
NDB CAPITAL MARKETS, LP (NEW YORK NY)
MD
01/16/1998 - 09/03/1998
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 04/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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