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David Andrew Pawson

Vanguard Marketing Corp.

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About David Andrew Pawson

David Pawson is a registered representative with Vanguard Marketing Corp. in Malvern, Pennsylvania. David has been in the securities industry since February 25, 2021. David holds the Series 63, Series 6TO, and SIE licenses.

Firm Information

David Pawson is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Pawson’s Registration & Firm History

PA

02/26/2021 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 03/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Andrew Pawson. Review regulatory record here.
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