Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew Paul is a financial professional with over 20 years of experience in the industry. David is currently registered with Stirlingshire Investments in New York and Ohio. David has a history of working with a variety of firms, including U.S. Bancorp Investments, Inc., CUNA Brokerage Services, Inc., SunTrust Investment Services, Inc., Fifth Third Securities, Inc., and Chase Investment Services Corp. David has passed numerous industry exams, including the Series 6, 7, 24, 52TO, 53, 66, and SIE. David holds licenses in Florida, New York, and Ohio. David offers financial planning, educational seminars, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
06/11/2024 - Present
Stirlingshire Investments (Wooster OH)
OH
12/20/2021 - 06/28/2022
U.S. BANCORP INVESTMENTS, INC. (COLUMBUS OH)
FL
08/12/2014 - 10/05/2021
CUNA BROKERAGE SERVICES, INC. (TAMPA FL)
FL
07/16/2012 - 08/05/2013
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
07/03/2007 - 06/28/2012
FIFTH THIRD SECURITIES, INC. (ORLANDO FL)
MI
07/06/2005 - 03/16/2007
CHASE INVESTMENT SERVICES CORP. (WAYNE MI)
IL
11/11/1997 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
10/06/1995 - 11/07/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 05/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2013
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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