Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew McGaughey is a financial advisor with Oppenheimer & Co. Inc. David has over 30 years of experience in the financial services industry. David is registered in 25 states and the District of Columbia. He is a CERTIFIED FINANCIAL PLANNER™ professional. David provides financial planning, portfolio management for individuals and businesses, and pension consulting services. David previously worked at Amerprise Financial Services, LLC and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
07/18/2023 - Present
Oppenheimer & Co. Inc. (VIENNA VA)
VA
01/11/2012 - 08/10/2020
AMERIPRISE FINANCIAL SERVICES, LLC (VIENNA VA)
VA
03/13/2009 - 01/19/2012
RBC CAPITAL MARKETS, LLC (MCLEAN VA)
MD
06/30/2006 - 03/13/2009
FERRIS, BAKER WATTS, LLC (GAITHERSBURG MD)
DC
03/03/1995 - 06/30/2006
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
VA
07/01/1994 - 03/13/1995
DMG SECURITIES, INC. (GREAT FALLS VA)
NA
05/07/1993 - 07/14/1994
F.N. WOLF & CO., INC.
IA
Issued 8/2/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/5/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/23/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 5/6/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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