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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Massey is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David Massey has been in the industry for over 20 years, and has experience with various firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and UBS Financial Services Inc. David Massey holds a number of licenses and certifications, including the Series 7, Series 9, and Series 10. David Massey specializes in providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and institutional investors. David Massey is committed to providing personalized financial advice that meets the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/21/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RANCHO SANTA FE CA)
CA
06/01/2009 - 06/29/2011
MORGAN STANLEY SMITH BARNEY (CARLSBAD CA)
CA
02/13/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CARLSBAD CA)
CA
11/07/2000 - 02/22/2008
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
NY
09/08/1999 - 10/26/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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