Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Laughlin is a financial advisor with over 29 years of experience in the financial services industry. David currently works with LPL Financial LLC. David is a Chartered Financial Consultant and holds a Series 6, 7, 24, 26, 63, and 65 license. David has also previously been registered with Ameriprise Financial Services, Inc, Investment Professionals, Inc, LPL Financial Corporation, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, FFP Securities, Inc, PNC Brokerage Corp, Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
11/22/2019 - Present
LPL Financial LLC (CLARKSVILLE IN)
IN
06/22/2018 - 11/21/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Corydon IN)
IN
12/14/2010 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (CLARKSVILLE IN)
KY
02/01/2005 - 12/23/2010
LPL FINANCIAL CORPORATION (LOUISVILLE KY)
NY
08/05/1997 - 01/24/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/18/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MO
12/06/1995 - 08/09/1996
FFP SECURITIES, INC. (CHESTERFIELD MO)
PA
04/07/1994 - 08/07/1995
PNC BROKERAGE CORP (PITTSBURGH PA)
IN
12/10/1993 - 03/16/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/10/1993 - 03/16/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
12/19/1991 - 11/11/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/19/1991 - 11/11/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/06/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Laughlin is the right advisor for you? Invested Better is here to help.
