Unclaimed
David Lander is a financial advisor who has been in the industry since January 5, 2015. He is currently registered with KKR Capital Markets LLC and holds Series 7 and Series 66 licenses. David has previously worked with Foreside Fund Services, LLC, Resource Securities LLC, SEI Investments Distribution Co., and AXA Advisors, LLC. David is registered with the Securities and Exchange Commission (SEC) and with the Financial Industry Regulatory Authority (FINRA). David Lander holds registrations in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2021 - Present
KKR Capital Markets LLC (New York NY)
NY
12/19/2018 - 07/07/2021
FORESIDE FUND SERVICES, LLC (NEW YORK CITY NY)
PA
01/04/2016 - 11/02/2018
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
PA
02/25/2015 - 01/06/2016
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
PA
08/12/2014 - 12/10/2014
AXA ADVISORS, LLC (BALA CYNWYD PA)
BOTH
Issued 10/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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