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David Andrew Koth

American Enterprise Investment Services Inc.

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About David Andrew Koth

David Andrew Koth is a financial advisor with American Enterprise Investment Services Inc. located in Minneapolis, Minnesota. David has been in the financial industry since October 14, 1998. David has a Series 6, 7 and 63 license. Prior to joining American Enterprise Investment Services Inc., David worked at Ameriprise Financial Services, Inc., Riversource Distributors, Inc., and Lutheran Brotherhood Securities Corp.

Firm Information

David Koth is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Koth’s Registration & Firm History

MN

01/03/2017 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

01/07/2013 - 01/18/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

01/01/2007 - 01/07/2013

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

10/15/2002 - 01/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

WI

08/17/2000 - 11/08/2001

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

04/25/2000 - 11/08/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MN

01/30/1997 - 07/16/1999

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2005

Series 7 - General Securities Representative Examination

BC

Issued 01/29/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Andrew Koth.
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