Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Humes is an investment advisor representative with over 25 years of experience in the financial services industry. David is currently registered with Morgan Stanley, a large firm headquartered in Purchase, New York. David has a variety of registrations including Series 7, Series 31, Series 63, and Series 65 licenses. Prior to joining Morgan Stanley, David was an investment advisor representative at MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. David is a highly experienced investment advisor with a wide range of expertise. He can provide investment advice and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
03/23/2012 - Present
Morgan Stanley (Rehoboth Beach DE)
DE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LEWES DE)
DE
07/20/1994 - 04/02/2007
MORGAN STANLEY DW INC. (LEWES DE)
IA
Issued 09/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Humes is the right advisor for you? Invested Better is here to help.
