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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hatz is a financial advisor with Morgan Stanley. David has been in the industry for over 26 years. His experience includes roles at UBS Financial Services, Morgan Stanley Smith Barney, Citigroup Global Markets, and Lehman Brothers. He has a strong track record of helping clients achieve their financial goals. David is registered to provide investment advice in 29 states, including Texas, Florida, California, and New York. David is also a registered representative with FINRA. He is a Series 7 and Series 63 licensed advisor, and is also licensed as a Series SIE holder. David specializes in providing financial planning, portfolio management, and asset allocation advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/01/2019 - Present
Morgan Stanley (Aventura FL)
FL
09/03/2010 - 04/09/2019
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
FL
06/01/2009 - 09/30/2010
MORGAN STANLEY SMITH BARNEY (AVENTURA FL)
FL
06/13/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
NJ
04/28/2000 - 07/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/06/1993 - 05/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/15/1993 - 06/08/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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