Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Estabrook is a financial advisor registered with Raymond James Financial Services Advisors, Inc. David has been in the industry since 2003, with experience at several firms. David is licensed in multiple states, including Colorado, New Mexico, and Texas. David holds the Series 6, 7, 9, 10, and 66 securities licenses, as well as the SIE exam. In addition to financial advisory services, David is also the owner of Estabrook & Assoc. Inc., a support company. David is a Certified Financial Planner (CFP) and provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
04/16/2014 - Present
Raymond James Financial Services Advisors, Inc. (ENGLEWOOD CO)
CO
08/01/2003 - 09/25/2007
LINSCO/PRIVATE LEDGER CORP. (HIGHLANDS RANCH CO)
CA
05/02/2003 - 07/08/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 10/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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