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David Andrew Dunmire

Wells Fargo Clearing Services, LLC

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About David Andrew Dunmire

David Dunmire is a financial advisor with Wells Fargo Clearing Services, LLC, an investment advisor registered with the SEC. David has been in the financial industry since 1998 and specializes in providing investment consulting services to institutional clients, along with financial planning, pension consulting, and portfolio management for businesses and individuals. David has successfully passed the Series 7, SIE, and Series 66 exams, as well as the Uniform Securities Agent State Law Examination. Currently, David is registered in Arizona, California, Colorado, Florida, Idaho, Missouri, Nevada, Oregon, Tennessee, Vermont, Virginia, Washington and Wisconsin.

Firm Information

David Dunmire is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Dunmire’s Registration & Firm History

WA

02/18/2019 - Present

Wells Fargo Clearing Services, LLC (VANCOUVER WA)

WA

11/06/2009 - 08/18/2016

WELLS FARGO SECURITIES, LLC (VANCOUVER WA)

WA

01/21/1999 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (VANCOUVER WA)

WA

01/28/2005 - 11/16/2006

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (VANCOUVER WA)

CA

05/02/2001 - 05/31/2001

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

08/19/1996 - 05/02/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

NA

09/08/1995 - 08/19/1996

FIRST INTERSTATE INVESTMENTS,INC.

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Licenses & Designations

BOTH

Issued 02/18/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2016

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Andrew Dunmire. Review regulatory record here.
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