Unclaimed
David Andrew Diciurcio is a financial advisor with UBS Securities LLC. David has been in the financial industry since April 28, 2019 and holds the Series 63, Series 79TO, and SIE licenses. David is registered in all 52 states and the District of Columbia. UBS Securities LLC is a broker-dealer that provides investment banking and securities brokerage services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/29/2019 - Present
UBS Securities LLC (New York NY)
BC
Issued 05/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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