Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Desorbo is a registered representative with Northwestern Mutual Investment Services, LLC. David has passed the Series 7TO, Series 63, and SIE exams. David is currently registered to offer securities in New York. The firm specializes in Investment Research; Referrals to other advisers and has one banking or thrift institution client with $0 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NY
01/25/2024 - Present
Northwestern Mutual Investment Services, LLC (OSWEGO NY)
BC
Issued 02/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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