Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew Deleon is a registered investment advisor representative with Equitable Distributors, LLC, located in Charlotte, North Carolina. David has been in the financial services industry since October 21, 2016. David holds the Series 7, Series 63, and Series 66 licenses and the SIE exam. David is registered in North Carolina and Utah. David has previously worked at Equitable Advisors, LLC in Salt Lake City, Utah and E*TRADE SECURITIES LLC in Sandy, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/20/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
UT
09/18/2019 - 10/09/2023
EQUITABLE ADVISORS, LLC (SALT LAKE CITY UT)
UT
12/15/2016 - 06/11/2019
E*TRADE SECURITIES LLC (SANDY UT)
UT
12/19/2007 - 05/28/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 04/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Deleon is the right advisor for you? Invested Better is here to help.
