Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mayo has been in the industry since March 4, 2007, and is currently registered with Smbc Nikko Securities America, Inc.. David is also registered in 51 states with Series 7, SIE and Series 63 licenses. Previously, David held positions with Deutsche Bank Securities Inc., UBS Securities LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/15/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
FL
11/07/2014 - 11/14/2023
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NY
02/24/2014 - 11/07/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
08/28/2012 - 11/07/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/12/2011 - 09/11/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
03/05/2007 - 05/12/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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