Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anderson Sutton is an experienced financial advisor with over 30 years of experience in the industry. David Anderson Sutton is currently registered with Raymond James & Associates, Inc. and has been with the firm since 2014. David Anderson Sutton holds multiple licenses and designations including Series 3, 7, 24, 50, 53, 63, 65, and 79TO. David Anderson Sutton is a dedicated professional with a strong commitment to providing personalized financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
09/12/2012 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (ST. PETERSBURG FL)
IL
04/23/2001 - 07/09/2002
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
MN
09/17/1999 - 03/15/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IL
09/11/1998 - 09/30/1999
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
FL
08/30/1990 - 07/21/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
12/20/1988 - 03/14/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 12/08/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/08/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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