Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cummings is a financial advisor at Edward Jones, a leading provider of financial services. David has been in the industry since 2003 and holds a Series 7, Series 24, Series 63, and Series 65 licenses. He is committed to helping his clients achieve their financial goals through personalized financial planning and investment strategies. David is also a member of the Mid-American Alternative Investment Association, the Our Lady of the Pillar Men's Club, the John Burroughs School, Abide Capital Partners LLC, and the Friends Board of the Fathers & Families Support Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
02/10/2017 - Present
Edward Jones (ST. LOUIS MO)
NE
06/30/2015 - 06/23/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
ME
01/26/2015 - 06/19/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
06/03/2013 - 11/18/2014
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
KS
09/28/2011 - 01/30/2013
MONTAGE SECURITIES, LLC (OVERLAND PARK KS)
MO
02/22/2007 - 02/25/2011
STERNE, AGEE & LEACH, INC. (SAINT LOUIS MO)
MO
09/09/2004 - 02/22/2007
FLAGSTONE SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/20/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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