Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anaclethe Emma is a financial advisor with over 20 years of experience. David is currently registered with Hightower Advisors, LLC in Naples, FL. David also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, where David was registered from 2002 to 2011. David is a licensed investment advisor representative in Florida and has passed the Series 66, Series 7, Series 9, Series 10, Series 31 and the SIE exams. David provides financial planning, portfolio management for individuals and businesses, selection of other advisors, and treasury management for corporate clients. David is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
FL
05/06/2011 - Present
Hightower Advisors, LLC (NAPLES FL)
FL
07/10/2002 - 03/23/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
BOTH
Issued 07/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Emma is the right advisor for you? Invested Better is here to help.
