Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Opheim is a financial professional with over 30 years of experience in the industry. David is a Registered Representative and Investment Advisor Representative of U.S. Bancorp Investments, Inc. David specializes in financial planning, portfolio management, and selecting other advisors for clients. Prior to joining U.S. Bancorp Investments, David worked at U.S. BANCORP PIPER JAFFRAY INC., WATERHOUSE SECURITIES, INC., SCOTTSDALE SECURITIES, INC., and BLINDER, ROBINSON & CO., INC.. David has passed numerous industry exams including the Series 63, Series 24, Series 57TO, Series 99TO, SIE, Series 55, and Series 7. David is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
01/21/1997 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
MN
02/23/2000 - 04/12/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NE
02/22/1995 - 04/10/1996
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MO
05/07/1992 - 11/10/1994
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
NA
08/22/1989 - 10/19/1989
BLINDER, ROBINSON & CO., INC.
BC
Issued 05/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Opheim is the right advisor for you? Invested Better is here to help.
