Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Wells has been a financial professional for over 37 years, with a proven track record of success in the industry. David Wells is currently registered with B.b. Graham & Company, Inc. David Wells's professional experience includes a variety of roles, including positions at KINGSWOOD CAPITAL PARTNERS, LLC, ACCELERATED CAPITAL GROUP, NEWPORT COAST SECURITIES, INC., and MUTUAL SECURITIES, INC. David Wells holds several professional licenses, including Series 63, 53, 24, 52TO, SIE, and 7. David Wells's dedication to his clients is evident in his specialization in investment advisory services, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/21/2020 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
CA
07/16/2018 - 11/30/2020
KINGSWOOD CAPITAL PARTNERS, LLC (Costa Mesa CA)
CA
08/08/2016 - 09/13/2018
ACCELERATED CAPITAL GROUP (Costa Mesa CA)
CA
11/01/2011 - 08/08/2016
NEWPORT COAST SECURITIES, INC. (IRVINE CA)
CA
07/17/2007 - 10/21/2011
MUTUAL SECURITIES, INC. (LAGUNA BEACH CA)
CA
07/02/2007 - 07/13/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
05/20/1997 - 07/02/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
FL
06/17/1994 - 05/08/1997
FORESIGHT CAPITAL MANAGEMENT, INC. (CLEARWATER FL)
CA
01/11/1993 - 05/10/1994
SAN CLEMENTE FINANCIAL GROUP SECURITIES, INC. (SAN CLEMENTE CA)
IA
08/26/1992 - 06/03/1993
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
MI
09/18/1986 - 07/02/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
03/28/1985 - 05/12/1986
BUSCH FINANCIAL GROUP, LTD.
NA
09/14/1983 - 10/11/1984
SOUTHMARK FINANCIAL SERVICES, INC.
BC
Issued 11/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/19/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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