Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Treece has over 25 years of experience in the financial services industry. David is a Registered Representative and Investment Advisor Representative with Cetera Investment Advisers LLC. David has worked at several firms including J.W. COLE FINANCIAL, INC., INVESTACORP, INC., WORKMAN SECURITIES CORPORATION, THE O.N. EQUITY SALES COMPANY, SAMMONS SECURITIES COMPANY, LLC, NATIONAL PLANNING CORPORATION, LEGACY FINANCIAL SERVICES, INC., and WMA SECURITIES, INC. David has extensive experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (MIAMI FL)
FL
07/14/2010 - 10/27/2011
J.W. COLE FINANCIAL, INC. (TAMPA FL)
FL
07/06/2010 - 07/15/2010
INVESTACORP, INC. (MIAMI SHORES FL)
FL
01/03/2007 - 07/08/2010
WORKMAN SECURITIES CORPORATION (MIAMI SHORES FL)
FL
12/08/2004 - 12/31/2006
THE O.N. EQUITY SALES COMPANY (MIAMI SHORES FL)
MI
05/21/2002 - 11/01/2004
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
CA
05/12/1999 - 05/20/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
03/26/1996 - 06/05/1998
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
GA
05/15/1995 - 03/06/1996
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 04/06/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/16/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/25/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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