Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stringer is a financial advisor with Fidelity Brokerage Services LLC. David has been in the industry since 1999. David holds a Series 7, Series 63 and Series 65 licenses. David is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). David Stringer is currently active in the brokerage business. David has offices in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/23/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
08/25/1999 - 06/02/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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