Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Smith is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial services industry since 1980 and has been registered with the firm since 2013. David's office is located in CLAYTON, MO and serves clients in several states, including Missouri, Texas, Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Illinois, Iowa, Kansas, Louisiana, Michigan, Minnesota, Mississippi, Montana, Nebraska, New Mexico, North Dakota, Oklahoma, Oregon, South Carolina, South Dakota, Tennessee, Washington and Wisconsin. David specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (CLAYTON MO)
MO
02/20/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (CLAYTON MO)
GA
01/10/1995 - 02/21/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
05/13/1980 - 04/03/1995
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 07/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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