Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Smith is a financial advisor with over 40 years of experience in the financial services industry. David is currently registered with Cetera Investment Advisers LLC. David is a Chartered Financial Consultant and has held previous roles at TOWER SQUARE SECURITIES, INC. and ADVANTAGE CAPITAL CORPORATION. David specializes in providing financial advice to individuals, families, and businesses. David is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (CLAYTON MO)
MO
02/20/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (CLAYTON MO)
GA
01/10/1995 - 02/21/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
05/13/1980 - 04/03/1995
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 7/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 5/5/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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