Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Smith is a financial advisor with Stonex Securities Inc., a firm headquartered in Gastonia, North Carolina. David has been in the industry for over 60 years, having started in 1963 with Jackson & Smith Investment Securities, LLC. David holds multiple licenses, including the Series 7, Series 24, Series 27, Series 52, Series 53, and Series 57. He is registered in Florida and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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NC
08/07/2015 - Present
Stonex Securities Inc. (GASTONIA NC)
NC
08/20/1963 - 08/07/2015
JACKSON & SMITH INVESTMENT SECURITIES, LLC (GASTONIA NC)
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/13/1963
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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