Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Seager is a financial advisor with over 35 years of experience in the industry. David is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since March 1987. David holds Series 6, 7, and 63 licenses, as well as the SIE. Previously, David worked at Robert W. Baird & Co. Incorporated for nearly 10 years. David is registered in 17 states and the District of Columbia. David can provide investment advice to clients, including those with banking or thrift institutions, as well as insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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DC
03/16/1987 - Present
Northwestern Mutual Investment Services, LLC (WASHINGTON DC)
WI
11/03/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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