Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Poulin is a financial advisor who has been in the industry since January 23, 1990. David is currently registered with RBC Capital Markets, LLC and has been with the firm since November 2017. David has been registered with other firms including Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, and City National Bank. David has a broad range of experience and expertise in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
11/16/2017 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
06/01/2009 - 11/03/2017
MORGAN STANLEY (WALTHAM MA)
MA
03/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WALTHAM MA)
MA
07/16/2002 - 03/26/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
CA
02/26/2001 - 07/30/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
02/01/2000 - 03/21/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
02/16/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
04/24/1992 - 03/15/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/27/1990 - 05/11/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
CO
01/11/1990 - 02/13/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 01/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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