Unclaimed
David Allen Piscitelli is a financial advisor with over 30 years of experience in the financial industry. David Piscitelli is currently registered with Bofa Securities, Inc. in NEW YORK, NY. David Piscitelli has previously held positions with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH PROFESSIONAL CLEARING CORP., J.P. MORGAN SECURITIES LLC, SCHWAB CAPITAL MARKETS L.P., WATERHOUSE SECURITIES, INC. and HIBBARD BROWN & CO., INC.. David Piscitelli holds FINRA Series 7, 8, 9, 10, 14, 23, 24, 55, 57TO, 79TO and SIE licenses. David Piscitelli is also registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/12/2024 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
05/02/2017 - 04/12/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/23/2017 - 11/30/2018
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
06/27/2003 - 07/19/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CT
10/01/1999 - 06/02/2003
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NE
01/01/1993 - 09/08/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
11/15/1991 - 06/22/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 11/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/09/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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