Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Moore is a financial advisor registered with Osaic Wealth, Inc. with offices in Cumming, GA. David has been in the financial industry since 1984 and has worked with several firms over the years, including Woodbury Financial Services, Inc., AXA Advisors, LLC, and Washington Square Securities, Inc. David holds a Series 63, Series 65, Series 7 and Series 24 license. David specializes in providing financial planning, pension consulting, educational seminars and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/19/2024 - Present
Osaic Wealth, Inc. (CUMMING GA)
GA
06/15/2011 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (CUMMING GA)
GA
11/20/2008 - 06/17/2011
AXA ADVISORS, LLC (ALPHARETTA GA)
GA
01/25/2003 - 12/03/2008
WOODBURY FINANCIAL SERVICES, INC. (ALPHARETTA GA)
CT
12/16/1991 - 01/08/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
OR
03/08/1991 - 12/17/1991
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IA
11/08/1988 - 04/17/1989
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
06/24/1986 - 09/01/1988
CALVERT SECURITIES CORPORATION
NA
07/20/1983 - 11/02/1984
PAINEWEBBER INCORPORATED
NA
02/01/1975 - 08/22/1977
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
IA
Issued 04/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1983
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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