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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Maxwell is an investment professional who has been in the industry since May 1, 2012. David is currently registered with LPL Financial LLC and has a branch office location in Youngstown, OH. David is registered as an Investment Advisor Representative in OH and TX. David has held previous positions with OSAIC WEALTH, INC. and SAGEPOINT FINANCIAL, INC. David holds the following licenses: Series 63, Series 65, Series 7, and SIE. David has experience in providing investment advice to a variety of clients, including individuals, corporations, and charitable organizations. David is also a member of the LPL Financial LLC team, which has over $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/27/2024 - Present
LPL Financial LLC (YOUNGSTOWN OH)
OH
09/01/2023 - 08/29/2024
OSAIC WEALTH, INC. (YOUNGSTOWN OH)
OH
05/02/2012 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (YOUNGSTOWN OH)
IA
Issued 11/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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