Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lyons is a financial advisor with Brockenbrough in Richmond, Virginia. David has been in the industry for over 25 years and holds a Series 6, Series 7, Series 63, and Series 65 license. David is also a Chartered Financial Analyst (CFA) and is a registered Investment Advisor Representative (IAR). David's specialties include financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles, as well as selection of other advisors. David has experience working at several firms including Ultimus Fund Distributors, LLC, IFS Fund Distributors, Inc., T. Rowe Price Investment Services, Inc., Aetna Capital Management, Inc., and Aetna Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
06/25/1996 - Present
Brockenbrough (RICHMOND VA)
OH
02/02/2001 - 12/08/2008
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
OH
04/05/1999 - 11/17/2000
IFS FUND DISTRIBUTORS, INC. (CINCINNATI OH)
MD
10/29/1990 - 06/10/1996
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
CT
03/09/1990 - 08/14/1990
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
03/09/1987 - 12/21/1989
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 12/16/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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