Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lorio is an investment advisor representative associated with LPL Financial LLC. David has been in the securities industry since December 26, 2011. David is registered with FINRA and the State of Texas. David holds the Series 63, 66, and 7 securities licenses, as well as the Series 24 principal license and the SIE. David has previously been registered with KESTRA INVESTMENT SERVICES, LLC, and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/03/2019 - Present
LPL Financial LLC (BEDFORD TX)
TX
04/04/2014 - 08/03/2016
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
10/25/2011 - 05/01/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
01/01/2008 - 09/23/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IA
Issued 12/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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