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David Allen Lingel

Northwestern Mutual Investment Services, LLC

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About David Allen Lingel

David Lingel is a financial advisor who has been in the industry since December 30, 2014. David is currently registered with Northwestern Mutual Investment Services, LLC. David also has previous registrations with Cetera Advisors LLC and Wells Fargo Clearing Services, LLC. David is a Series 7 and Series 66 licensed advisor. David has been registered with the state of Georgia since August 29, 2022. David is a financial advisor that focuses on working with individuals. David’s specialties are in financial planning and portfolio management.

Firm Information

David Lingel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

2859 Paces Ferry Rd SE

Atlanta, GA 30339

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Lingel’s Registration & Firm History

GA

08/29/2022 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

GA

11/30/2021 - 08/10/2022

CETERA ADVISORS LLC (ROME GA)

GA

12/22/2015 - 11/24/2021

WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)

GA

11/12/2014 - 11/20/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 11/22/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Allen Lingel.
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